Financial Markets Authority

  04 472 ....

  General Business , Regulates the capital market and financial services in NZ , Overseeing the securities markets , Inquiring into suspected breaches , Reviewing securities law , Considering exemptions from securities law , Licensing of financial advisors , Investigating illegal investment schemes , Promoting public understanding of securities law , Regulates auditors , Regulates crowd funding platforms , Regulates derivatives issuers , Regulates discretionary investment managed scheme (DIMS) providers , Regulates financial advisers , Regulates financial product markets (such as NZX) , Regulates fund managers , Regulates futures dealers , Regulates independent trustees , Regulates issuers , Regulates KiwiSaver providers , Regulates qualifying financial entities , Regulates supervisors , Regulates superannuation schemes

  Wellington Central, Wellington City

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